タグ: #FINRA の検索結果

2021/07/02 09:08

当局から7000万ドル罰金受けたロビンフッドがIPO申請 仮想通貨収入はドージコインが牽引


2021/02/03 01:00

Bitwise Files for Approval to Publicly Trade Its Bitcoin Fund

The fund aims to compete with Grayscale's Bitcoin Trust and others by offering a 50 basis point lower expense ratio.

2020/09/29 21:52

SEC Won’t Take Action Against Compliance-Focused Digital Security Exchanges

Digital security exchanges that ensure listed assets are legitimate will not face sanctions, the SEC said in an open letter.

2019/09/27 19:31

Harbor’s Regulatory Wait Ends as FINRA Awards Broker-Dealer License

Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them.

2019/08/31 20:10

The Crypto Custody Conundrum: What Are We Even Talking About?

New tech usually struggles with vocabulary, says Noelle Acheson. With bitcoin, the confusion rubs off integral concepts in securities legislation.

2019/07/09 10:45

米規制当局、仮想通貨カストディアンの規制について声明 | 米証券取引委員会(SEC)と金融業規制機構(FINRA)


2019/07/02 23:00

Gemini to Apply for Broker-Dealer License in Bid to Trade Crypto Securities

The Winklevoss-owned cryptocurrency exchange Gemini is applying for a broker-dealer license from FINRA.

2019/06/17 22:00

Stonewalled by FINRA, Up to 40 Crypto Securities Wait in Limbo for Launch

Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups.

2019/06/13 19:10

FINRA Fines Ex-Merrill Lynch Investment Adviser Over Crypto Mining Sideline

U.S. self-regulatory organization FINRA has fined and suspended an investment adviser over undeclared cryptocurrency mining activities.

2019/05/24 05:00

Ethereum Investment Vehicle Approved for Small Investors

FINRA has approved Grayscale Investments' ethereum trust shares for sale to mom-and-pop investors.

2019/04/26 23:00

Circle’s SeedInvest Takes Step Toward Tokenizing Stocks With Trading License

SeedInvest, the equity crowdfunding platform owned by crypto startup Circle, just got a license to facilitate trading of traditional securities.

2019/02/07 04:00

Is ConsenSys Startup Token Foundry Dead or Doing Something Different?

Since losing its founder in August, sources say ICO platform Token Foundry is alive in name only.

Follow Us